Broker Check

Our Services

Business and Nonprofit Retirement Plans:

Our objectives are:

  • Provide specific investment recommendations for final selection by plan sponsor
  • Assist plan sponsor with an annual plan review
  • Provide fiduciary education to plan sponsor and plan trustees
  • Assist in participant enrollment and provide participant education services


  • Assist in preparation or review of an Investment Policy Statement (IPS)

Fiduciary Responsibilities:

  • 404(c) assistance
  • Assist plan sponsor in reviewing ERISA and fidelity bond

Employee Education:

  • Assist with the planning, creation, and implemention of an effective Employee Education Program (EEP)


  • Solo K's for the self-employed
  • Individual IRA's or rollover IRA's
  • 401K account management
  • Individual advisory accounts

Our Process:

1. Discovering: Needs, goals and values assessment

2. Benchmarking: Determining features and costs of current plan, if there is one

3. Designing: Formulating a plan that addresses needs, goals and values

4. Implementing: Putting the designed plan to work

5. Managing and monitoring: Provided via constant communication and responsive service