Our Services
Business and Nonprofit Retirement Plans:
Our objectives are:
- Provide specific investment recommendations for final selection by plan sponsor
- Assist plan sponsor with an annual plan review
- Provide fiduciary education to plan sponsor and plan trustees
- Assist in participant enrollment and provide participant education services
Investments:
- Assist in preparation or review of an Investment Policy Statement (IPS)
Fiduciary Responsibilities:
- 404(c) assistance
- Assist plan sponsor in reviewing ERISA and fidelity bond
Employee Education:
- Assist with the planning, creation, and implemention of an effective Employee Education Program (EEP)
Individuals:
- Solo K's for the self-employed
- Individual IRA's or rollover IRA's
- 401K account management
- Individual advisory accounts
Our Process:
1. Discovering: Needs, goals and values assessment
2. Benchmarking: Determining features and costs of current plan, if there is one
3. Designing: Formulating a plan that addresses needs, goals and values
4. Implementing: Putting the designed plan to work
5. Managing and monitoring: Provided via constant communication and responsive service